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KAIZEN RETIREMENT PLAN ADVISORS, LLC
CRD 289238 · SEC 801-130196
ME, United States
Phone
508-850-6401
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$155.9M
Discretionary AUM
$46.7M
Team
1 total employees; 1 advisory reps; 20 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-20
Disciplinary history
No
Services
Portfolio management (individuals)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 2 | $1.1M |
| High net worth individuals | 3 | $6.5M |
| Pension/profit sharing plans | 21 | $148.4M |
States served
ME, MA
All web addresses on file
Official SEC filing: View on IAPD