← Back to searchVisit website
PRIME CAPITAL FINANCIAL
PRIME CAPITAL INVESTMENT ADVISORS, LLC
CRD 288712 · SEC 801-110709
6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS, 66211, United States
Phone
(800) 493-6226
Fax
(913) 491-3214
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$39.14B
Discretionary AUM
$19.56B
Team
460 total employees; 261 advisory reps; 1816 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees; SEMINAR FEES, PROMOTER FEES, SUBSCRIPTION FEE FINANCIAL PLANS
Org form
Limited Liability Company
Filing date
2026-06-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsQUALIFIED RETIREMENT PLAN SERVICES, CONSULTING SERVICES, CO-ADVISORY, SELECTION OF SUB-ADVISORS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 16558 | $5.84B |
| High net worth individuals | 5571 | $12.98B |
| Pooled investment vehicles | 1 | $1.80B |
| Pension/profit sharing plans | 1378 | $17.73B |
| Charitable organizations | 75 | $43.5M |
| Corporations/business entities | 382 | $739.0M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://primefinancialtampa.com/
- HTTPS://WWW.FACEBOOK.COM/profile.php?id=100068377610470
- https://www.youtube.com/@EarthEquityAdvisors
- HTTPS://WWW.FACEBOOK.COM/LibertyWealthAdvisorsLLC
- HTTPS://FINLEYROBINSON.COM
- https://primefinancial.com/events/401k-day-run/
- Https://financeinsights.net/rBmziwV6NUXYK7
- https://www.facebook.com/profile.php?id=100067030656246
- https://www.facebook.com/profile.php?id=61569216322874
- https://x.com/EarthEquityAdv
- https://web.cvent.com/event/1ba0fc4f-cd15-40d1-96f2-53173cb034e8/
- https://www.sustainableinvestorbook.com/
- https://www.facebook.com/primefinancialdenver/
- https://primefinancialcharleston.com/
- https://primefinancial.com/family-office/
- HTTPS://WWW.LINKEDIN.com/company/clear-picture-financial/
- HTTPS://WWW.FACEBOOK.COM/2020FinancialAdvisers
- https://primefinancialdenver.com/
- HTTPS://WWW.FACEBOOK.COM/EarthEquityAdvisors
- HTTPS://PAGES.QUALIFIEDPLANADVISORS/JERRYS_RESOURCES_PAGES
- HTTPS://BURNSESTATEPLANNING.COM
- https://primefinancialnwa.com/
- HTTPS://PAGES.QUALIFIEDPLANADVISORS.COM/JOHN-DEERE-RESOURCE-CENTER
- HTTPS://WWW.CORNERSTONEWAY.COM/MAXIMIZING-YOUR-INCOME
- HTTPS://WWW.LEONARDSIMPSONWEALTHADVISOR.COM
- https://info.primefinancial.com/fargo
- HTTPS://WWW.FACEBOOK.COM/ERICSHOENFELDPCIA
- https://www.facebook.com/PrimeCapitalFinancial
- https://primefinancialmidsouth.com/
- https://financeinsights.net/Y1lxs6X3NClw5w
- HTTPS://PAGES.QUALIFIEDPLANADVISORS.COM/JASEN-MANGRUM-QUALIFIED-PLAN-ADVISORS-RESOURCES
- https://primefinanciallisa.com/
- https://www.linkedin.com/company/pcfcarolinas/
- HTTPS://WWW.FACEBOOK.COM/TheCornerstoneWay
- HTTPS://WWW.FACEBOOK.COM/2020Sacramento
- HTTPS://WWW.FACEBOOK.Com/ClearPictureFinancial
- HTTP://WWW.2020fa.com/
- https://primefinancialmcatee.com/
- https://primefinancialozarks.com/
- https://www.youtube.com/@melerowealthplanning
- HTTPS://WWW.FACEBOOK.COM/PCIANWA
- https://x.com/ClearPictureFin
- HTTPS://2020FASANDIEGO.COM
- https://www.linkedin.com/company/prime-capital-financial-denver/
- https://primefinancialdc.com/
- https://www.youtube.com/@FinancialFitnessForLife
- HTTPS://WWW.FACEBOOK.COM/PCIALR
- https://www.youtube.com/@Prime-Capital-Financial
- https://www.youtube.com/@PrimeCapitalRetirement
- HTTPS://PAGES.QUALIFIEDPLANADVISORS/SEKISUI-FINANCIAL-RESOURCE-CENTER
- https://www.facebook.com/PCFCarolinas
- https://x.com/PrimeCapitalFin
- https://www.facebook.com/primecapitalfinancialmidwest
- https://www.youtube.com/@burnsestateplanning
- https://primefinancial.com/team/
- https://www.youtube.com/@2020FA_Sacramento
- HTTPS://WWW.LINKEDIN.COM/COMPANY/BURNS-ESTATE-PLANNING-WEALTH-ADVISORS/
- https://primefinancialprestwood.com/
- HTTPS://WWW.LIBERTYWEALTHADVISORS.com
- HTTPS://WWW.PRIMEFINANCIAL.COM
- https://primefinancialpayton.com/
- HTTPS://WWW.FACEBOOOK.COM/2020OrangeCounty
- https://www.linkedin.com/company/primecapitalfinancialofozarks/
- https://info.primefinancial.com/los-angeles
- https://PRIMEFINANCIALSFSD.COM
- https://info.primefinancial.com/houston
- https://primefinancialmidwest.com/
- https://www.youtube.com/@clearpicturefinancial662
- HTTPS://WWW.FACEBOOK.COM/profile.php?id=100090075274578
- HTTPS://WWW.EARTHEQUITYADVISORS.COM/
- https://primefinanciallaing.com/
- https://info.primefinancial.com/clayton-nc
- https://primefinancialfargo.com/
- https://www.youtube.com/@CSretirement
- https://info.primefinancial.com/los-angeles-hnw
- https://info.primefinancial.com/los-angeles-scpmg
- https://www.youtube.com/@primefinancialbethesda
- https://primefinancialterrilewis.com/
- https://www.swmllc.com/
- http://www.unapologetically-jen.com/
- https://primefinanciallittlerock.com/
- https://www.facebook.com/profile.php?id=100083863232807
- https://x.com/2020CostaMesa
- https://x.com/2020FinAdv
- https://www.linkedin.com/company/2020fa/
- https://www.linkedin.com/company/20-20-financial-advisers-of-san-diego-ca-palmer/
- https://www.linkedin.com/company/2020-financial-advisers-of-san-diego-ca-llc/
- https://www.linkedin.com/company/2020-fa-orange-county/
- https://www.youtube.com/@jarvisplan
- https://www.pauljarvis.com/
- https://primecapitallosangeles.com/
- https://www.youtube.com/@BradshawRogers
- https://www.bradshawrogers.com/
- https://info.primefinancial.com/raleigh
- https://primefinancial.com/tax-advisory/
- https://www.facebook.com/bradshawrogersfp
- https://primefinancialwichita.com/
- https://www.linkedin.com/company/prime-capital-financial-bethesda/
- HTTPS://WWW.CORNERSTONEWAY.COM
- HTTPS://WWW.FACEBOOK.COM /BURNSESTATEPLANNING
- https://www.facebook.com/ClearPictureFinancialWichita
- https://www.facebook.com/motherlodewealth
- https://info.primefinancial.com/ridgewood
- https://primefinancialbayarea.com
- https://primefinancialclayton.com
- https://www.linkedin.com/company/20-20-financial-advisers-of-houston-tx-llc/
- https://primefinancial.com/white-plains/
- https://primefinancialnorthtexas.com/
- https://pages.qualifiedplanadvisors.com/qualified-plan-advisors-fiduciary-summit-denver
- https://primeclaritywealth.com/
- https://www.youtube.com/@PFA
- https://www.youtube.com/@PractitionersBrief
- https://primefinancial.com/disclosure/
- HTTPS://PAGES.QUALIFIEDPLANADVISORS.COM/MANA-FINANCIAL-RESOURCE-CENTER
- https://primefinancialpeterson.com/
- HTTPS://WEB.CVENT.COM/EVENT/B8C233ED-8c28-4624-8865-10D05E3C018E/SUMMARY
- https://primefinancialbarns.com/
- https://primefinancialcedarrapids.com/
- https://primefinancialschmidt.com/
- https://primefinancialharrish.com/
- https://pages.qualifiedplanadvisors.com/karls-401k-resources-center
- https://info.primefinancial.com/the-stonnington-group-pasadena-california
- https://info.primefinancial.com/charlotte
- https://www.youtube.com/@robertmassa9134
- HTTPS://WWW.FACEBOOK.COM/PierAdvisors
- https://www.youtube.com/@pciaozarks
- https://www.linkedin.com/company/primecapitalfinancial/
- https://primefinancialct.com/
- https://primefinancialkoenig.com/
- HTTPS://PRIMEFINANCIALDALLAS.COM/
- https://www.facebook.com/primecapitalfinancialntx
- https://x.com/FF4LEducation
- HTTPS://WWW.MOTHERLODEWEALTH.COM
- https://www.facebook.com/primecapitalfinancialozarks
- https://info.primefinancial.com/felix-kwan
- HTTPS://WWW.LINKEDIN.COM/COMPANY/EARTHEQUITY/
- https://www.youtube.com/@theinvestornick/featured
- https://primefinancial.com/retirement-plan-consulting/
- https://www.linkedin.com/company/clearpicturefinancialwichita/
- https://primefinancial.com/the-2020-group/
- https://primefinancialsa.com/
Official SEC filing: View on IAPD