← Back to searchVisit website
SMALLWOOD WEALTH MANAGEMENT
SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC
CRD 288663 · SEC 801-110658
199 BROAD STREET, RED BANK, NJ, 07701, United States
Phone
(732) 542-1565
Fax
(732) 389-0488
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$339.0M
Discretionary AUM
$339.0M
Team
12 total employees; 5 advisory reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-13
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 331 | $104.2M |
| High net worth individuals | 110 | $196.1M |
| Pension/profit sharing plans | 3 | $2.1M |
| Charitable organizations | 3 | $2.4M |
| Corporations/business entities | 11 | $34.2M |
States served
GA, NJ, NY, NC, PA, SC, VA, TX, NH, FL
All web addresses on file
- https://www.youtube.com/channel/UCboAwSGQ6R51p9H30rW_J1A
- HTTPS://SMALLWOODASSOCIATES.COM
- https://moneyisnt.com/
- https://www.linkedin.com/company/smallwood-wealth-management/
- https://www.facebook.com/SmallwoodWealthManagement/
- https://www.instagram.com/smallwoodwealth
- https://www.youtube.com/@moneyisnt
- https://www.instagram.com/johnsmallwoodwealth/
- https://www.linkedin.com/in/john-l-smallwood/
- https://www.linkedin.com/in/john-jack-smallwood-jr/
- https://www.linkedin.com/in/rob-d-marks/
- https://www.linkedin.com/in/jared-smallwood-791377126/
- https://www.linkedin.com/in/christopher-smallwood/
Official SEC filing: View on IAPD