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FIRST OAK WEALTH MANAGEMENT, LLC
CRD 288316 · SEC 801-113049
9131 ANSON WAY, SUITE 200, RALEIGH, NC, 27615, United States
Phone
919-421-1555
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$316.2M
Discretionary AUM
$316.2M
Team
3 total employees; 1 advisory reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-12
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 69 | $21.6M |
| High net worth individuals | 80 | $182.6M |
| Corporations/business entities | 5 | $102.2M |
States served
CA, NC
All web addresses on file
Official SEC filing: View on IAPD