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SPECTRA INVESTMENT MANAGEMENT, LLC
CRD 288145 · SEC 801-110258
401 SE OSCEOLA STREET, SUITE 202, STUART, FL, 34994, United States
Phone
(772) 324-5640
Fax
(772) 261-2111
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$306.8M
Discretionary AUM
$291.0M
Team
3 total employees; 3 advisory reps; 1 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingFAMILY OFFICE SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 6 | $2.4M |
| High net worth individuals | 29 | $264.1M |
| Pension/profit sharing plans | 1 | $1 |
| Charitable organizations | 4 | $21.6M |
| Corporations/business entities | 9 | $18.7M |
States served
CA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD