← Back to searchVisit website
THE PROFESSIONAL FINANCIAL COMPANY LLC
CRD 286419 · SEC 801-114491
384 W CENTER ST, OREM, UT, 84057, United States
Phone
(801) 701-2345
Fax
(385) 233-0000
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$246.1M
Discretionary AUM
$246.1M
Team
7 total employees; 3 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 184 | $38.8M |
| High net worth individuals | 71 | $169.0M |
| Charitable organizations | 7 | $26.0M |
| Corporations/business entities | 1 | $107K |
States served
AZ, UT, TX
All web addresses on file
Official SEC filing: View on IAPD