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ROUND ROCK ADVISORS LLC
CRD 286007 · SEC 801-108989
187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897, United States
Phone
(203) 920-4774
Fax
(203) 594-7766
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$906.7M
Discretionary AUM
$906.7M
Team
22 total employees; 12 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-07
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 420 | $133.8M |
| High net worth individuals | 202 | $595.4M |
| Pooled investment vehicles | 1 | $72.1M |
| Charitable organizations | 5 | $5.9M |
| Corporations/business entities | 8 | $22.1M |
States served
CA, CO, IL, LA, MD, MA, NJ, NY, NC, PA, SC, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD