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SMITH & WYATT
L & W FINANCIAL, LLC
CRD 285310 · SEC 801-128977
511 UNIVERSITY DR. E, SUITE 210, COLLEGE STATION, TX, 77840, United States
Phone
979-431-5440
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$207.5M
Discretionary AUM
$201.3M
Team
9 total employees; 8 advisory reps; 8 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees; SET UP FEE
Org form
Limited Liability Company
Filing date
2026-02-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)SOLICITOR
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 691 | $149.3M |
| High net worth individuals | 33 | $58.2M |
States served
CA, IL, LA, MN, OH, PA, WV, TX, FL
All web addresses on file
Official SEC filing: View on IAPD