← Back to searchVisit website
SIMPLICITY FINANCIAL, LLC
CRD 284578
342 N WATER STREET, 6TH FLOOR, MILWAUKEE, WI, 53202, United States
Phone
(414) 207-6473
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$8.0M
Discretionary AUM
$8.0M
Team
1 total employees; 1 advisory reps; 9 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees; MONTHLY BILLING
Org form
Limited Liability Company
Filing date
2026-01-22
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersCOMPREHENSIVE FINANCIAL PLANNING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 79 | $8.0M |
All web addresses on file
Official SEC filing: View on IAPD