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FWG INVESTMENTS, LLC
CRD 284064 · SEC 801-112954
2704 OLD ROSEBUD ROAD, SUITE 160, LEXINGTON, KY, 40509, United States
Phone
859-309-0349
Fax
859-309-0941
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$349.0M
Discretionary AUM
$349.0M
Team
27 total employees; 10 advisory reps; 211 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-22
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1794 | $293.7M |
| High net worth individuals | 19 | $40.8M |
| Pension/profit sharing plans | 28 | $9.3M |
| Corporations/business entities | 5 | $4.4M |
States served
GA, IN, KY, LA, MS, NC, OH, SC, TN, WV, TX, FL
All web addresses on file
Official SEC filing: View on IAPD