GUGGENHEIM WEALTH SOLUTIONS, LLC

CRD 283238 · SEC 801-107511

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100 WILSHIRE BLVD, SUITE 500, SANTA MONICA, CA, 90401, United States

Phone

310-576-1270

Fax

310-576-1271

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$371.3M

Discretionary AUM

$371.3M

Team

10 total employees; 6 advisory reps

Clients

—

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Services

Portfolio management (individuals)Selection of other advisers

Client types

Type	Clients	AUM
Individuals	210	$102.9M
Charitable organizations	14	$84.4M
Corporations/business entities	9	$6.9M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.guggenheiminvestments.com/
https://www.linkedin.com/company/Guggenheim-Investments
https://www.linkedin.com/in/anne-walsh-4878111b7/
https://www.youtube.com/@guggenheiminvestments
https://www.instagram.com/guggenheiminvestments_official/
https://www.linkedin.com/in/dinadilorenzo/

Official SEC filing: View on IAPD