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HOWARD BAILEY SECURITIES, LLC

CRD 282712 · SEC 801-114636

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5916 COVINGTON RD, FORT WAYNE, IN, 46804, United States

Phone

260-482-9559

Fax

260-482-9779

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$582.8M

Discretionary AUM

$582.8M

Team

46 total employees; 15 advisory reps

Clients

0

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersCONSULTING, THIRD PARTY MONEY MANAGERS, SUB ADVISERS

Client types

TypeClientsAUM
Individuals1617$403.7M
High net worth individuals83$169.9M
Pension/profit sharing plans53$7.3M
Corporations/business entities3$1.9M

States served

GA, IN, MI, NV, NC, OH, MO, TX, FL

All web addresses on file

Official SEC filing: View on IAPD