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CLIENT FIRST INVESTMENT MANAGEMENT LLC
CRD 282600 · SEC 801-123113
215 N. MAIN STREET, SUITE 1040, WEST BEND, WI, 53095, United States
Phone
262-335-1700
Fax
262-335-1713
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$271.9M
Discretionary AUM
$271.9M
Team
16 total employees; 6 advisory reps; 8 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)CONSULTING SERVICES, ASSET ALLOCATION AND INVESTMENT SELECTION TO PLAN PARTICIPANTS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 529 | $57.3M |
| High net worth individuals | 67 | $41.8M |
| Investment companies | 1 | $171.8M |
| Charitable organizations | 9 | $1.1M |
| Corporations/business entities | 2 | $10K |
States served
CA, IL, MN, NC, WI, TX, FL
All web addresses on file
- https://www.linkedin.com/company/client-first-tax-and-wealth-advisors/
- HTTPS://TWITTER.COM/CLIENTF1RST
- HTTPS://WWW.FACEBOOK.COM/CLIENTF1RST/
- https://www.instagram.com/clientf1rst/
- https://www.youtube.com/channel/UCRYtJnRkhPi6DiqoxWgkdAQ?view_as=subscriber
- http://www.clientfirsttaxandwealth.com/
- HTTP://WWW.MY401KGUIDE.COM
Official SEC filing: View on IAPD