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BREAKWATER FINANCIAL, LLC

CRD 282401 · SEC 801-131321

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117 KENDRICK STREET, SUITE 300, NEEDHAM, MA, 02494-2724, United States

Phone

617-849-8019

Fax

617-849-8023

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$127.9M

Discretionary AUM

$127.9M

Team

1 total employees; 1 advisory reps; 2 broker-dealer reps

Clients

51-100

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-02-02

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Selection of other advisers

Client types

TypeClientsAUM
Individuals23$12.0M
High net worth individuals39$115.8M

States served

MA, NH

All web addresses on file

Official SEC filing: View on IAPD