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STIFEL INDEPENDENT ADVISORS, LLC

CRD 28218 · SEC 801-43561

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501 N BROADWAY, ST LOUIS, MO, 63102, United States

Phone

314-342-4051

Fax

314-342-2004

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$5.01B

Discretionary AUM

$3.27B

Team

198 total employees; 132 advisory reps

Clients

1-10

Fees

Percentage of AUM; Fixed fees; Commissions

Org form

Limited Liability Company

Filing date

2026-03-02

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

TypeClientsAUM
Individuals5638$1.37B
High net worth individuals2124$3.46B
Pension/profit sharing plans61$68.5M
Charitable organizations37$67.9M
Corporations/business entities42$42.5M

States served

AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD