← Back to searchVisit website
FINANCIAL FOCUS LLC
CRD 282177 · SEC 801-112408
1925 PALOMAR OAKS WAY, #107, CARLSBAD, CA, 92008, United States
Phone
760-431-3040
Fax
760-931-5719
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$800.0M
Discretionary AUM
$800.0M
Team
8 total employees; 5 advisory reps; 10 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-01-29
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 287 | $37.0M |
| High net worth individuals | 294 | $506.0M |
| Pension/profit sharing plans | 1 | $3.0M |
| Charitable organizations | 2 | $254.0M |
States served
AZ, CA, ID, NY, NC, OR, VA, WA, TX
All web addresses on file
Official SEC filing: View on IAPD