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PENNEY FINANCIAL
PENNEY FINANCIAL, LLC
CRD 282084 · SEC 801-122353
825 TOWN AND COUNTRY LANE, 12TH FL, HOUSTON, TX, 77024-4563, United States
Phone
713-300-5165
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$303.5M
Discretionary AUM
$303.5M
Team
3 total employees; 3 advisory reps; 24 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 13 | $7.4M |
| High net worth individuals | 96 | $292.2M |
| Charitable organizations | 1 | $3.9M |
States served
LA, TX
All web addresses on file
Official SEC filing: View on IAPD