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WESTWARD INVESTMENT ADVISORY
WESTWARD INVESTMENT ADVISORY, LLC
CRD 281742 · SEC 801-118800
5201 JOHNSON DRIVE, SUITE 410, MISSION, KS, 66205, United States
Phone
414-716-6300
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$571.5M
Discretionary AUM
$126.0M
Team
5 total employees; 3 advisory reps; 1 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees; CONSULTING SERVICES FOR FEE FOR SERVICE BASIS
Org form
Limited Liability Company
Filing date
2026-03-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 7 | $4.3M |
| High net worth individuals | 9 | $557.3M |
| Charitable organizations | 1 | $2.6M |
| Corporations/business entities | 3 | $7.3M |
States served
KS, WI, TX
All web addresses on file
Official SEC filing: View on IAPD