RAI WEALTH MANAGEMENT

RICHEY ADVISORS, INC.

CRD 277137 · SEC 801-131970

Visit website

151 N. KRAEMER BLVD., SUITE 105, PLACENTIA, CA, 92870, United States

Phone

(714) 449-9696

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$159.7M

Discretionary AUM

$159.7M

Team

5 total employees; 4 advisory reps; 3 broker-dealer reps

Clients

51-100

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-04-23

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersCONSULTING SERVICES

Client types

Type	Clients	AUM
Individuals	210	$74.9M
High net worth individuals	37	$81.1M

States served

AZ, CA, CO, TX

All web addresses on file

HTTPS://WWW.LINKEDIN.COM/COMPANY/RAI-WM
HTTP://WWW.RICHEYADVISORS.COM
HTTPS://X.COM/RAI_WEALTH
HTTP://RAIWM.COM
HTTPS://WWW.FACEBOOK.COM/RAIWEALTHMANAGEMENT/

Official SEC filing: View on IAPD