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ESI FINANCIAL ADVISORS
EQUITY SERVICES, INC.
CRD 265 · SEC 801-41722
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT, 05604, United States
Phone
800-344-7437
Fax
802-229-7244
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.78B
Discretionary AUM
$1.14B
Team
500 total employees; 460 advisory reps; 410 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 8856 | $1.43B |
| High net worth individuals | 3041 | $1.21B |
| Pension/profit sharing plans | 375 | $93.1M |
| Charitable organizations | 4 | $1.2M |
| Corporations/business entities | 103 | $42.3M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, MO, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD