OPPENHEIMER & CO. INC.

CRD 249 · SEC 801-887

Visit website

85 BROAD STREET, 22ND FLOOR, NEW YORK, NY, 10004, United States

Phone

212-668-8000

Fax

—

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$36.71B

Discretionary AUM

$14.23B

Team

2806 total employees; 1219 advisory reps

Clients

More than 500

Fees

Percentage of AUM; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-05-19

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers

Client types

Type	Clients	AUM
Individuals	35818	$16.85B
High net worth individuals	1229	$5.73B
Pension/profit sharing plans	267	$459.6M
Charitable organizations	191	$420.9M
State/municipal entities	1	$95K
Insurance companies	12	$141.8M
Corporations/business entities	304	$2.00B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

HTTP://WWW.OPPENHEIMER.COM

Official SEC filing: View on IAPD