OSAIC WEALTH, INC.

CRD 23131 · SEC 801-54859

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18700 N. HAYDEN ROAD, SUITE 255, SCOTTSDALE, AZ, 85255, United States

Phone

800-821-5100

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$234.86B

Discretionary AUM

$161.04B

Team

8979 total employees; 7143 advisory reps; 56660 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-06-07

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

Type	Clients	AUM
Individuals	513910	$113.44B
High net worth individuals	55457	$113.36B
Banking/thrift institutions	2	$985K
Pooled investment vehicles	3	$224K
Pension/profit sharing plans	1251	$1.07B
Charitable organizations	855	$1.60B
State/municipal entities	10	$14.4M
Corporations/business entities	4024	$5.37B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD