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BNY MELLON SECURITIES CORPORATION

CRD 231 · SEC 801-54739

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240 GREENWICH STREET, 9TH FLOOR EAST, NEW YORK, NY, 10286-0001, United States

Phone

2129226273

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$8.45B

Discretionary AUM

$703.1M

Team

253 total employees; 91 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-06-17

Disciplinary history

Yes

Services

Portfolio management (individuals)Portfolio management (institutions)BNYMSC SPONSORS A WRAP FEE PROGRAM, AND SERVES AS A PORTFOLIO MGR OR MODEL PROVIDER TO THIRD PARTY WRAP PROGRAM SPONSORS.

Client types

TypeClientsAUM
Individuals2997$856.3M
High net worth individuals228$420.2M
Pension/profit sharing plans30$18.1M
Charitable organizations22$31.1M
Corporations/business entities441$264.5M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD