← Back to searchVisit website
INGALLS & SNYDER LLC
CRD 2288 · SEC 801-5016
1 ROCKEFELLER PLAZA, 7TH FLOOR, NEW YORK, NY, 10020, United States
Phone
212-269-7800
Fax
212-269-7893
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$7.83B
Discretionary AUM
$7.67B
Team
92 total employees; 50 advisory reps; 1 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2025-12-24
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersEducational seminarsPLEASE SEE "MISCELLANEOUS" ON SCHEDULE D.
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3155 | $1.04B |
| High net worth individuals | 1090 | $5.78B |
| Pooled investment vehicles | 3 | $189.2M |
| Pension/profit sharing plans | 51 | $103.3M |
| Charitable organizations | 59 | $134.0M |
| Other investment advisers | 1 | $264.1M |
| Corporations/business entities | 94 | $314.7M |
States served
VT, AL, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD