CALTON & ASSOCIATES, INC.

CRD 20999 · SEC 801-70036

Visit website

2701 N. ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL, 33607, United States

Phone

813-264-0440

Fax

813-264-9712

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.58B

Discretionary AUM

$1.55B

Team

373 total employees; 221 advisory reps

Clients

51-100

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions; Performance-based fees

Org form

Corporation

Filing date

2026-05-11

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers

Client types

Type	Clients	AUM
Individuals	4778	$803.7M
High net worth individuals	278	$646.2M
Pension/profit sharing plans	227	$126.6M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

HTTP://WWW.CALTON.COM

Official SEC filing: View on IAPD