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CASTLE ROCK WEALTH MANAGEMENT, LLC
CRD 199513 · SEC 801-110593
1777 BOTELHO DR., SUITE 105, WALNUT CREEK, CA, 94596, United States
Phone
925-478-8800
Fax
925-478-8805
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$587.1M
Discretionary AUM
$587.1M
Team
7 total employees; 7 advisory reps; 2 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-05
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1917 | $281.6M |
| High net worth individuals | 107 | $296.0M |
| Pension/profit sharing plans | 10 | $9.2M |
| Corporations/business entities | 6 | $303K |
States served
AZ, CA, CO, ID, NE, NV, NM, NY, OR, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD