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D.A. DAVIDSON & CO.
CRD 199 · SEC 801-45761
8 THIRD STREET NORTH, GREAT FALLS, MT, 59401, United States
Phone
406-727-4200
Fax
406-791-7380
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$41.84B
Discretionary AUM
$38.30B
Team
990 total employees; 410 advisory reps; 1050 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-01-16
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 49912 | $14.02B |
| High net worth individuals | 18223 | $23.60B |
| Pension/profit sharing plans | 240 | $546.8M |
| Charitable organizations | 1098 | $1.83B |
| State/municipal entities | 29 | $390.2M |
| Corporations/business entities | 616 | $1.46B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD