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WELLS FARGO ADVISORS

WELLS FARGO CLEARING SERVICES, LLC

CRD 19616 · SEC 801-37967

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ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-05E, ST. LOUIS, MO, 63103-2205, United States

Phone

314-875-3000

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$671.42B

Discretionary AUM

$478.83B

Team

18895 total employees; 7957 advisory reps; 5302 broker-dealer reps

Clients

51-100

Fees

Percentage of AUM; Fixed fees; Commissions

Org form

Limited Liability Company

Filing date

2026-05-26

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersINVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

Client types

TypeClientsAUM
Individuals644097$122.51B
High net worth individuals654519$495.07B
Banking/thrift institutions10$13.9M
Pension/profit sharing plans9346$8.70B
Charitable organizations5564$14.67B
State/municipal entities64$823.1M
Insurance companies23$392.8M
Corporations/business entities10435$29.13B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD