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ALLIANCE ADVISORY & SECURITIES, LLC
CRD 18835 · SEC 801-67105
31248 E. OAK CREST DRIVE STE 100, WESTLAKE VILLAGE, CA, 91361, United States
Phone
805-371-8020
Fax
805-371-8008
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$687.4M
Discretionary AUM
$392.5M
Team
21 total employees; 14 advisory reps; 675 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 438 | $171.3M |
| High net worth individuals | 225 | $510.5M |
| Charitable organizations | 12 | $5.5M |
States served
AZ, CA, ID, NV, NC, OR, TN, WA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD