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BROADVIEW WEALTH MANAGEMENT, LLC
CRD 174429 · SEC 801-131458
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$154.9M
Discretionary AUM
$0
Team
1 total employees; 1 advisory reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-03
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 42 | $23.6M |
| High net worth individuals | 32 | $113.3M |
States served
CA, WA, TX
All web addresses on file
Official SEC filing: View on IAPD