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PROFESSIONAL FINANCIAL ADVISORS, LLC
CRD 173719 · SEC 801-114978
1400 S DEWEY ST, SUITE 300, NORTH PLATTE, NE, 69101-5311, United States
Phone
308-534-8210
Fax
308-532-4738
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$769.8M
Discretionary AUM
$665.1M
Team
12 total employees; 7 advisory reps; 35 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees; PERCENTAGE OF ASSETS UNDER ADVISEMENT
Org form
Limited Liability Company
Filing date
2026-03-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersFINANCIAL CONSULTING SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3121 | $229.9M |
| High net worth individuals | 193 | $267.1M |
| Banking/thrift institutions | 3 | $19.8M |
| Pension/profit sharing plans | 2 | $2.7M |
| Charitable organizations | 4 | $13.3M |
| State/municipal entities | 1 | $70.4M |
| Insurance companies | 8 | $2.3M |
| Corporations/business entities | 11 | $11.8M |
States served
AZ, CO, IN, IA, KS, LA, NE, WY, MO, TX, SD
All web addresses on file
Official SEC filing: View on IAPD