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NICOLA WEALTH MANAGEMENT LTD.

CRD 173201 · SEC 801-119288

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1508 WEST BROADWAY, 5TH FLOOR, VANCOUVER, CA, V6J1W8, Canada

Phone

604-739-6450

Fax

604-739-6451

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$11.04B

Discretionary AUM

$10.83B

Team

531 total employees; 217 advisory reps

Clients

More than 500

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Corporation

Filing date

2026-03-31

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)ECONOMIC, MARKET AND ASSET CLASS PERFORMANCE UPDATES TO CLIENTS AND THE PUBLIC, VIA IN PERSON PRESENTATIONS AND PODCASTS

Client types

TypeClientsAUM
Individuals3569$1.09B
High net worth individuals2378$9.07B
Charitable organizations650$479.5M
Corporations/business entities121$406.1M

States served

CA, NY, WA, TX

All web addresses on file

Official SEC filing: View on IAPD