← Back to searchVisit website
FOUNDERS FINANCIAL ALLIANCE, LLC
CRD 173011 · SEC 801-108700
9212 FALLS OF NEUSE RD., SUITE 221, RALEIGH, NC, 27615, United States
Phone
855-860-5940
Fax
919-636-7342
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.19B
Discretionary AUM
$1.18B
Team
31 total employees; 31 advisory reps; 1 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-10
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersCONSULTING SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1643 | $360.1M |
| High net worth individuals | 711 | $773.2M |
| Pension/profit sharing plans | 27 | $27.2M |
| Charitable organizations | 11 | $5.1M |
| Corporations/business entities | 20 | $17.6M |
States served
AZ, AR, CA, CO, DE, GA, IL, KY, LA, MD, MA, MI, MN, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TN, VA, WV, WI, MO, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD