← Back to searchVisit website
BREAKWATER CAPITAL
BREAKWATER CAPITAL, LLC
CRD 172498 · SEC 801-118620
251 N ROSE STREET SUITE 200, KALAMAZOO, MI, 49007, United States
Phone
269-903-2360
Fax
269-903-2361
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$156.6M
Discretionary AUM
$156.6M
Team
2 total employees; 2 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 90 | $28.7M |
| High net worth individuals | 47 | $118.7M |
| Charitable organizations | 6 | $9.2M |
States served
MI
All web addresses on file
Official SEC filing: View on IAPD