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CAROLINA WEALTH STRATEGIES, LLC
CRD 172231
2500 REGENCY PARKWAY, CARY, NC, 27518, United States
Phone
(919) 654-4599
Fax
(919) 654-6726
Registration
— (—)
Source
State registered
Total AUM
$38.9M
Discretionary AUM
$38.9M
Team
1 total employees; 1 advisory reps; 140 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 92 | $8.2M |
| High net worth individuals | 43 | $30.7M |
All web addresses on file
Official SEC filing: View on IAPD