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UPTOWN CAPITAL ADVISORS
UPTOWN FINANCIAL ADVISORS LLC
CRD 171401 · SEC 801-132876
2911 TURTLE CREEK BLVD, SUITE 1100, DALLAS, TX, 75219, United States
Phone
214-628-9508
Fax
214-269-7512
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$153.8M
Discretionary AUM
$153.8M
Team
2 total employees; 2 advisory reps
Clients
11-25
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 44 | $11.6M |
| High net worth individuals | 92 | $137.1M |
| Charitable organizations | 4 | $5.1M |
States served
LA, TX
All web addresses on file
Official SEC filing: View on IAPD