Falists
← Back to search

LEFT BRAIN WEALTH MANAGEMENT, LLC

CRD 170348 · SEC 801-113256

Visit website

215 SHUMAN BLVD, #304, NAPERVILLE, IL, 60563, United States

Phone

630-517-9300

Fax

224-765-4685

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$340.4M

Discretionary AUM

$340.4M

Team

7 total employees; 6 advisory reps

Clients

101-250

Fees

Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-20

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Publication of periodicalsEducational seminars

Client types

TypeClientsAUM
Individuals112$38.2M
High net worth individuals94$282.3M
Pooled investment vehicles1$19.9M

States served

CA, IL, MI, NE, TX, FL

All web addresses on file

Official SEC filing: View on IAPD