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CAPITAL BANK AND TRUST COMPANY

CRD 170017 · SEC 801-79234

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6455 IRVINE CENTER DRIVE, IRVINE, CA, 92618-4518, United States

Phone

(949) 975-5000

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$139.29B

Discretionary AUM

$139.29B

Team

121 total employees; 0 advisory reps

Clients

Fees

Percentage of AUM

Org form

Other (specify)

Filing date

2026-05-29

Disciplinary history

No

Services

Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
High net worth individuals501$3.37B
Pooled investment vehicles61$135.35B
Charitable organizations14$571.5M
State/municipal entities1$0
Insurance companies1$0
Corporations/business entities1$0

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD