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THE FINANCIAL GROUP
TFG INVESTMENT MANAGEMENT, LLC
CRD 169966 · SEC 801-79132
21700 COPLEY DRIVE, SUITE 160, DIAMOND BAR, CA, 91765, United States
Phone
(909) 860-7527
Fax
(909) 860-7537
Registration
— (—)
Source
State registered
Total AUM
$33.7M
Discretionary AUM
$33.7M
Team
2 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 87 | $14.5M |
| High net worth individuals | 22 | $19.1M |
All web addresses on file
Official SEC filing: View on IAPD