← Back to search
MAINE SECURITIES CORPORATION
CRD 16976
15 MONUMENT SQUARE, PORTLAND,, ME, 04101-6425, United States
Phone
207-775-0800
Fax
207-775-0099
Registration
— (—)
Source
State registered
Total AUM
$25.7M
Discretionary AUM
$25.7M
Team
1 total employees; 1 advisory reps; 27 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees; Commissions
Org form
Corporation
Filing date
2025-06-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Market timingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 20 | $11.3M |
| High net worth individuals | 4 | $13.2M |
| Corporations/business entities | 2 | $615K |
Official SEC filing: View on IAPD