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RUBIN OVERSEAS LTD.

CRD 169309 · SEC 801-78986

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

PELIKANSTRASSE 18, ZURICH, NY, 8001, Switzerland

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$84.9M

Discretionary AUM

$84.9M

Team

6 total employees; 4 advisory reps; 12 broker-dealer reps

Clients

0

Fees

Percentage of AUM

Org form

Corporation

Filing date

2025-01-04

Disciplinary history

No

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
High net worth individuals12$84.9M

States served

NY, TX

Official SEC filing: View on IAPD