NORTHROCK PARTNERS, LLC

CRD 167908 · SEC 801-78194

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225 SOUTH SIXTH STREET, SUITE 1400, MINNEAPOLIS, MN, 55402, United States

Phone

(612) 367-8800

Fax

(612) 367-8886

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$12.19B

Discretionary AUM

$11.52B

Team

233 total employees; 91 advisory reps

Clients

251-500

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersEducational seminarsGENERAL CONSULTING SERVICES

Client types

Type	Clients	AUM
Individuals	2523	$1.09B
High net worth individuals	2255	$10.95B
Pooled investment vehicles	1	$75K
Charitable organizations	12	$67.0M
Corporations/business entities	20	$76.0M

States served

AZ, CA, CO, GA, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, TN, UT, VA, WI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD