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NORTHERN LIGHTS ADVISORS, INC.
NORTHERN LIGHTS ADVISORS, INC
CRD 167824 · SEC 801-133961
1448 NW MARKET ST, SUITE 500, SEATTLE, WA, 98107, United States
Phone
206-203-6638
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$258.9M
Discretionary AUM
$258.9M
Team
5 total employees; 3 advisory reps; 9 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Other (specify)
Filing date
2026-03-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 72 | $26.7M |
| High net worth individuals | 51 | $232.2M |
States served
CA, VA, WA, TX
All web addresses on file
Official SEC filing: View on IAPD