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CONCEPTUAL FINANCIAL ADVISORS, LLC
CRD 167513 · SEC 801-123428
2561 E. CALUMET ST., APPLETON, WI, 54915, United States
Phone
920-731-9500
Fax
920-731-9504
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$189.9M
Discretionary AUM
$143.2M
Team
4 total employees; 1 advisory reps; 9 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-01-15
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 347 | $58.7M |
| High net worth individuals | 72 | $106.1M |
| Pension/profit sharing plans | 7 | $12.5M |
States served
WI, FL
All web addresses on file
Official SEC filing: View on IAPD