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ZEPHYR WEALTH MANAGEMENT
ZEPHYR INVESTMENT MANAGEMENT, INC.
CRD 166303 · SEC 801-118365
3625 E. THOUSAND OAKS BLVD., SUITE 145, WESTLAKE VILLAGE, CA, 91362, United States
Phone
(805) 496-6810
Fax
(805)-496-0630
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$242.8M
Discretionary AUM
$156.2M
Team
6 total employees; 2 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 174 | $72.0M |
| High net worth individuals | 46 | $109.0M |
| Pension/profit sharing plans | 22 | $61.9M |
States served
AZ, CA
All web addresses on file
Official SEC filing: View on IAPD