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ASHTON THOMAS SECURITIES, LLC

CRD 16629 · SEC 801-69225

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100 MERIDIAN CENTRE BLVD, SUITE 250, ROCHESTER, NY, 14618, United States

Phone

800-323-3746

Fax

602-734-5495

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.86B

Discretionary AUM

$1.80B

Team

46 total employees; 26 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-06-03

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consulting

Client types

TypeClientsAUM
Individuals1980$831.4M
High net worth individuals301$1.03B
Corporations/business entities1$995K

States served

VT, AL, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, KY, LA, ME, MD, MA, MI, MN, MT, NE, NV, NJ, NM, NY, NC, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, VI, MO, WA, TX, NH, HI, CT, FL

All web addresses on file

Official SEC filing: View on IAPD