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PATHWAY FINANCIAL ADVISERS, LLC
CRD 166237 · SEC 801-80650
4571 COUNTY ROAD 35, AUBURN, IN, 46706, United States
Phone
260-925-2887
Fax
260-925-3222
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$524.2M
Discretionary AUM
$524.2M
Team
8 total employees; 6 advisory reps; 3 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 673 | $170.9M |
| High net worth individuals | 142 | $346.8M |
| Pension/profit sharing plans | 2 | $5.3M |
| Charitable organizations | 3 | $577K |
| Corporations/business entities | 2 | $628K |
States served
IN, MI, NC, OH, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD