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UP CAPITAL MANAGEMENT, INC.
CRD 164692 · SEC 801-79503
CA, United States
Phone
916-520-6420
Fax
916-797-1024
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$212.6M
Discretionary AUM
$160.5M
Team
4 total employees; 2 advisory reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-05-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingPublication of periodicalsSEMINARS AND WORKSHOPS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 105 | $38.9M |
| High net worth individuals | 43 | $93.0M |
| Pension/profit sharing plans | 13 | $59.9M |
| Corporations/business entities | 6 | $10.7M |
States served
CA, TX
All web addresses on file
Official SEC filing: View on IAPD