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THE BROUGHTON INVESTMENT GROUP, INC.
CRD 164389
3730 KIRBY DRIVE, SUITE 600, HOUSTON, TX, 77098, United States
Phone
(713) 337-4500
Fax
(713) 337-4432
Registration
— (—)
Source
State registered
Total AUM
$19.5M
Discretionary AUM
$19.5M
Team
6 total employees; 5 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2023-05-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 54 | $13.6M |
All web addresses on file
Official SEC filing: View on IAPD