← Back to searchVisit website
MARSHALL + STERLING WEALTH ADVISORS, INC.
CRD 164345 · SEC 801-78688
278 MILL STREET, SUITE 301, POUGHKEEPSIE, NY, 12601, United States
Phone
845-554-1046
Fax
845-625-1640
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.59B
Discretionary AUM
$418.2M
Team
15 total employees; 9 advisory reps; 7 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-05-12
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 700 | $191.7M |
| High net worth individuals | 91 | $153.6M |
| Pension/profit sharing plans | 95 | $1.17B |
| Charitable organizations | 8 | $3.0M |
| Insurance companies | 1 | $22.6M |
| Corporations/business entities | 7 | $46.8M |
States served
CA, MA, NJ, NY, NC, PA, SC, VI, TX, CT, FL
All web addresses on file
- https://twitter.com/mswealthadvisor
- https://www.linkedin.com/in/heather-wargo-961a2b42/
- https://www.linkedin.com/in/eric-diamond-07536111/
- https://www.linkedin.com/in/frank-smith-cpa-vp-4086735/
- https://www.linkedin.com/in/jimdahoney/
- https://www.linkedin.com/in/matthew-dehond-fpqp-4a0ba399/
- https://www.linkedin.com/in/timpaulson12/
- https://www.linkedin.com/in/kurt-jaeger-rhu-chhc-95939267/
- https://www.linkedin.com/in/yvonnestepnowski/
- https://www.linkedin.com/in/craig-pesce/
- https://www.linkedin.com/in/kathy-haase-11006252/
- https://www.linkedin.com/in/don-graves-72686033/
- https://www.linkedin.com/in/jeannemaloy/
- https://www.linkedin.com/in/michael-a-ryan-cfp%C2%AE-0a87a2a/
- https://marshallsterling.com/
- HTTPS://WWW.LINKEDIN.COM/GROUPS/4850172
Official SEC filing: View on IAPD